BLAW3001

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BLAW 3001 - Law and Ethics for Financial Professionals (3 Cr.)

Accounting and Finance (10369) DSBE - Labovitz School of Business and Economics

Course description

Examination of the legal and ethical issues faced by financial professionals. Topics include agency, bankruptcy, insider trading and other securities laws, obligations of corporate directors and officers, negotiable instruments and secured lending transactions.

prereq: LSBE candidate

Minimum credits

3

Maximum credits

3

Is this course repeatable?

No

Grading basis

A-F - A-F Grade Basis

Lecture

Requirements

000150

Credit will not be granted if credit has been received for:

01397

Typically offered term(s)

Every Fall